AssetLock® is tracking software used to monitor the performance of a client's household portfolio and predetermine the amount of downside the client is willing to tolerate. The AssetLock Threshold is the maximum percentage of the downside the investor is willing to accept inside the portfolio as determined by Simplicity's proprietary risk scoring algorithm, which is based on a Risk Tolerance Questionnaire and Value at Risk (VaR) Analysis of the household and model portfolio(s). It is NOT an actual stop order and will NOT automatically sell the individual securities in the household portfolio. The information provided here is not investment, tax or financial advice. You should consult with a licensed professional for advice concerning your specific situation.

Unless otherwise specified, all return figures above are for illustrative purposes only and are not actual customer or model returns. Actual returns will vary greatly and depend on personal allocation and market circumstances. Your advisor will determine the best time for you to re-enter the market. AssetLock® is tracking software used to monitor performance of a client's portfolio, and to predetermine the amount of downside the client is willing to tolerate. It is NOT an actual stop order and will NOT automatically sell the individual securities in the portfolio. The AssetLock® Value is a reference point to encourage a conversation between the client and the advisor/firm.